Fiduciam, it’s Latin for Trust and that is what you need when you are seeking advice on how to navigate the Legislative and Regulatory obligations of the financial services industry.
Why trust us?
We have real life financial planning experience, and we recognise that compliance needs to be commercial and workable within your business and not a barrier too high to get over.
We work with you to develop an understanding of your culture and clients so that we can tailor the compliance process and services to suit your business.
You can select from individual services or alternatively we can provide an integrated compliance solution that encompasses the essential elements required to meet your AFS License obligations.
We don’t just consult and leave you to fend for yourself, we will deliver solutions, support and concepts that you are unlikely to experience anywhere else.
Our business is built on referrals and people who understand what we can offer. So many AFSL holders want to focus on their core business activities, having confidence that they have a cost-effective solution that ensures they are meeting their compliance obligations.
“If you think compliance is expensive – try non-compliance” (Former US Deputy Attorney General Paul McNulty)
Ask yourself these simple questions:
- Are you a small to mid size AFSL?
- Are you sacrificing time to meet your AFSL obligations
- Do you understand the complexity of your obligations
- Is your business compliant
- Almost ready for full time compliance offer but not quite ready to hire someone?
If you answered yes to any of these questions, then we can help. Fiduciam is the conduit between understanding compliance and protecting your business.