A key foundation stone for any licensee is an embedded commitment to compliance with applicable laws, regulations, codes and organisational standards. The primary function of your Compliance Committee is to monitor and report on your business’s compliance with the regulations.

Should you require, we can be a member of your compliance committee.  Alternatively, we could be an external invitee that you bring in on a semi-regular basis.

We can assess, on a regular basis, whether internal control procedures in respect of your compliance program are adequate.

We can guide the committee to identify any significant and systemic breaches and ensure that the committee has made all of the appropriate notifications.

We can also report and make recommendations about the internal control processes within the business.

We will be proactive, looking forward as your business develops, so that we can provide you with appropriate frameworks to support you.