Answer these questions:
- Are you a small to medium size AFSL?
- Are you sacrificing your time in order to meet the ongoing compliance obligations of your AFSL?
- Do you fully understand the complexity of your obligations and if indeed your business is compliant?
- Are you at a crossroad? You don’t need a full-time compliance manager but can’t find a qualified compliance professional that is affordable and prepared to work part time in your business?
Fiduciam’s Risk Management and Compliance Services provide you with a pragmatic and economical solution. You can elect for us to manage your entire compliance program or alternatively select the individual services you want to outsource. With increased regulatory obligations, budget controls and the pressure to achieve value, Fiduciam provides a commercial approach that satisfies regulations, senior management and the ever-changing needs of the business.
The services that Fiduciam currently offers are: